Mumbai: Committed to adhering to regulatory compliance in the changing financial industry landscape, the Fintech company Angel One Limited (formerly known as Angel Broking Limited) has appointed Dr. Pravin Bathe as the Chief Legal & Compliance Officer. In his capacity, he will enable the company to thrive in a dynamic regulatory environment.
Dr. Bathe brings with him 21 years of rich experience to provide strategic guidance. Prior to joining Angel One Limited, Dr. Bathe headed compliance for investment banking, institutional equities, and research analyst as well as a certain level applicable global compliances and policies at Citigroup as their Head of Compliance for India.
He was also instrumental in setting up a full-fledged Compliance, Surveillance, and Inspection department in Edelweiss and developed in-house systems for trade surveillance, monitoring, and pre-clearances for insider trading, client screening under PMLA, and many other compliance-related activities. Dr. Bathe has worked with SEBI in the initial days, being primarily responsible for the supervision of intermediaries, carrying out inspections, and framing policies.
Narayan Gangadhar, Chief Executive Officer, Angel One Limited said, “We are delighted to have Dr. Pravin Bathe as our Chief Legal & Compliance Officer. He brings with him a rich experience of 21 years in the field of compliance. With excitement and optimism, I am looking forward to the company’s growth while adhering to all corporate processes and laws.
Talking about his joining at Angel One Limited, Dr. Pravin Bathe, Chief Legal & Compliance Officer, said, “I am glad to be a part of Angel One. It is an exciting time to be associated with the fintech industry. I strongly believe that digital-first and fintech are the way ahead. They will take the Capital Market to the next level. In my role, I am looking forward to strengthening the compliance team and compliance culture at Angel One. I hope that with my team’s support, the company continues to function within the ambit of the regulatory framework and achieve greater heights.”
Dr. Bathe has built this exemplary career after gaining several qualifications. He has a doctorate in Banking and Finance and a master’s degree in finance, marketing, and economics.